Risk & Compliance Manager
Kate is a solicitor specialising in internal risk and compliance advice.
Reporting to the Management Board, Kate supports the firm’s Compliance Officer for Legal Practice (COLP) to develop, maintain and promote a culture of proactive risk awareness throughout the firm.
Kate advises internally on the professional conduct and ethical obligations of lawyers, to include advice on the requirements of anti-money laundering legislation.
Kate assists the COLP and the Management Board to minimise and mitigate the firm’s exposure to risk by developing and adopting the highest possible internal best practice standards and procedures.
Specialisms
Risk management and risk mitigation
Code of conduct
Anti-money laundering legislation
SRA’s Standards and Regulations
In Practice
Compliance policies and procedures
Compliance record keeping
Client care standards
Policy reviews and recommendations for improvement
Professional indemnity insurance
Recommendations for Kate
"I have to say that as usual we are very grateful to all at Steele Raymond who have helped us with various issues throughout the year. We always have confidence that matters will be dealt with efficiently and in a timely manner when we deal with your company."
Business Client, Bournemouth
“Making Experience Count
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© Copyright 2024 Steele Raymond LLP
Steele Raymond LLP is a limited liability partnership registered in England and Wales under number OC311376 Registered Office: Richmond Point, 43 Richmond Hill, Bournemouth, Dorset, BH2 6LR
Authorised and regulated by the Solicitors Regulation Authority (SRA number 419728)
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Steele Raymond LLP is a limited liability partnership registered in England and Wales under number OC311376 Registered Office: Richmond Point, 43 Richmond Hill, Bournemouth, Dorset, BH2 6LR
Authorised and regulated by the Solicitors Regulation Authority (SRA number 419728)